Mark S Klein, CFP®, RICP®, CLTC®, MBA

Wealth Management Advisor


Mark S. Klein CFP® RICP® CLTC MBA holds the CERTIFIED FINANCIAL PLANNER™ certification.

He graduated from the University of Michigan with Honors in 1983 with a B.A. in Organizational Theory and Business. In 1986 he earned a Masters in Business Administration (MBA) from the Indiana University Kelley School of Business.

Mark joined Northwestern Mutual Wealth Management Company being introduced to the company by his uncle, Jerry Klein who was a Northwestern Mutual Financial Representative for over 55 years. Jerry and Mark were business associates for more than a decade.

Mark Klein helps clients reach their financial objectives and particularly enjoys working with professionals, executives and business owners. He can appreciate their situation having directed the operations of a regional temporary healthcare staffing business earlier in his career. Mark acquired the CERTIFIED FINANCIAL PLANNER™ certification because he wanted to use his advanced financial skills and training to help others reach their financial goals.

Associations and Memberships

Million Dollar Round Table (MDRT) Qualifying Member

Silver Top 50 Qualifier, Gold - Central Qualifier

Diamond, Emerald, and Saphire Qualifier

RPS New Financial Representative of the Year 2006

Bronze - #3 Company 2007, #3 Central Region 2007

National Association of Insurance and Financial Advisors (NAIFA)

NAIFA Quality Award  2011-2012, 2014

Five Seasons Country Club

Awards and Recognition


Million Dollar Round Table Qualifying Member 2007-2008, 2012-2013, 2016-2017

MDRT is the premier association of financial professionals. MDRT status designation is granted for one year and members must apply every year to continue their affiliation with the MDRT


National Association of Insurance and Financial Advisors Quality Award 2011-2012, 2014

Award recognizing commitment to excellence in service to clients and industry


National Quality Award 2008

Award recognizing persistency and performance


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck